Wealth management can have many different definitions these days. We believe it to be a disciplined combination of investment consulting, advanced planning, and relationship management. We arm our clients with the information and tools necessary to make intelligent decisions to help accumulate, distribute, and preserve wealth.

Our Process

Services

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Our Process

  • Step 1:

    Discovery Meeting


    Find out what is most important to you and your family or business.

  • Step 2:

    Preliminary Analysis


    Presentation of analysis and recommendations plan.

  • Step 3:

    Mutual Commitment


    Confirmation of commitment to the plan and answer any further questions.

  • Step 4:

    Strategy Implementation


    Organization of initial account setup or policy implementation.

  • Step 5:

    Evaluate & Refine


    Review of progress to monitor accomplishments and incorporate changes over time.

Services

360° Financial Planning

Investment Consulting


  • Risk Evaluation
  • Asset allocation
  • Portfolio performance analysis
  • Assessment of the impacts of costs
  • Impact of taxes on portfolio

Advanced Planning


  • Wealth Enhancement – tax mitigation and cash flow planning
  • Wealth Transfer – transferring wealth effectively between family generations
  • Wealth Protection – risk mitigation through legal structures and insurance
  • Charitable Giving – maximizing the impact to charities as well as tax benefits

Relationship Management


We manage not only the ongoing planning and progress assessment with clients but also collaborate with a network of professionals and specialists to deliver tailored solutions and ideas to clients.

Newsfeed

MassMutual | CNBC’s Squawk Alley with MassMutual CEO Roger Crandall

Roger Crandall, MassMutual’s Chairman, President and CEO, recently appeared on CNBC’s Squawk Alley to talk about MassMutual’s response to COVID-19…

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MassMutual HealthBridge | Live Mutual

MassMutual HealthBridge is our way of showing thanks to the healthcare workers on the frontlines of COVID-19.  #LiveMutual

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A Look at 401(k) Participant Behavior During the COVID-19 Pandemic

While only 5.6% of plan participants changed their portfolio allocations during the first quarter, new research finds…

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The Compass May

Stock prices ended the week slightly lower, despite news of positive results from a test trial of a COVID-19 drug treatment…

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The Compass June

The shortened week, which began with a powerful two-day rally of trading, was enough to drive the markets…

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The Compass July

In a holiday-shortened week, stock prices turned higher as encouraging economic data outweighed an increase in COVID-19 cases and a rollback in economic re-openings…

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HEADQUARTERS

17550 N. Perimeter Dr. Suite 450
Scottsdale, Arizona 85255
480.538.2912

LOCATIONS

950 S. Bascom Ave. Suite 2112
San Jose, CA 95128

1620 Fifth Ave Ste. 900
San Diego, CA 92101

6340 N. Campbell Ave. Suite 140
Tucson, AZ 85718

4350 E. Camelback Rd. Suite E-280
Phoenix, AZ 85016

5600 Wyoming Blvd. NE, Suite 150A
Albuquerque, NM 87109

GET IN TOUCH

Check the background of your financial professional on  FINRA’s BrokerCheck

DFG Casualty & Benefits, Health Insurance [and Property/Casualty Insurance] are not offered through MML Investor Services, LLC or its affiliated companies.

DFG 401k ADVISORS, 401k Services and Investment Advisory are not offered through MML Investor Services, LLC or its affiliated companies.

Securities, investment advisory and financial planning services offered through qualified registered representatives of MML Investors Services, LLC. Member SIPC Supervisory address: 17550 N. Perimeter Drive, Suite 450, Scottsdale, AZ, 85255 480-538-2912. DFG Advisors is not a subsidiary or affiliate of MML Investors Services, LLC.